Securities Compliance Analyst
AI summary
A stockbroking firm in Lekki, Lagos is hiring a Securities Compliance Analyst on a full-time hybrid basis. The role involves monitoring SEC and stock exchange regulations, conducting AML/CFT and KYC checks, preparing regulatory reports, and supporting compliance training. Candidates need at least 4 years of relevant compliance experience and SEC-sponsored status.
- Full-time hybrid role based in Lekki, Lagos
- Must be SEC Sponsored Associate with ACS, ACAMS, ICA, CRCM or similar certification
- Minimum 4 years compliance experience in stockbroking or securities trading
- Deadline: 26 August 2026
AI job guide
Use this guide to check salary signals, requirements, documents, application steps and safety before you apply.
AI salary guide
Not enough public dataNot enough public salary data is available for this exact role. Before applying, prepare to ask about gross pay, benefits, contract length, probation period, transport and any allowances.
Can you qualify for this role?
- Required4+ years of relevant experienceThe job post includes a minimum experience signal.
- RequiredEducation or certification mentioned in the postThe captured text mentions education, a diploma, certificate, or licence.
- PreferredPractical evidence in internship, finance, ComplianceThe tags and summary point to skills connected with this role.
- RequiredAvailability to work in LekkiThe vacancy is associated with this location.
- UnclearComfort with the Full-time contract termsConfirm hours, duration, probation and benefits at the original source.
Documents to prepare
- Likely requiredUpdated CV
- Role specificCover letter or short employer message
- OptionalProfessional references
- Role specificAcademic or professional certificates
- VerifyID or passport only after verifying the employer
Application tips for this job
- Place your strongest Securities Compliance Analyst evidence in the first half of your CV.
- In your cover letter or employer message, connect your experience to Jobzilla Nigeria and the role in Lekki.
- Add concrete examples related to internship, finance, Compliance, ideally with measurable outcomes or clear responsibilities.
- Follow the instructions from Jobzilla Nigeria; avoid sending documents to unofficial contacts or copied links.
- Confirm the deadline, interview location and employer contact before sharing personal documents.
- Prepare a polite question about pay, benefits and contract terms for later interview stages.
Source and safety check
- Jobzilla Nigeria
- Original source link available
- Application method is clear
- Deadline not specified
- No major risk signal was detected in the captured text.
Never pay for interviews, shortlisting, medical checks, uniforms, or job placement. Confirm every application at the original source before sharing personal documents. Report suspicious listing.
Interview preparation
- What experience makes you a strong fit for this Securities Compliance Analyst role in internship, finance?
- How have you handled responsibilities similar to those in this job post?
- Are you available to work in Lekki under the listed contract or schedule?
- Prepare examples with clear responsibilities, tools used and measurable outcomes.
- Review the source and research Jobzilla Nigeria before the interview.
Ask what the first priorities will be in the role and how success will be measured.
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Original source description
Securities Compliance Analyst (Hybrid) in a Stockbroking Firm ⏲ Aug 12, 2026, 12:00 PM ⋕ View all Banking & Financial Services jobs A Stockbroking firm located in Lekki, Lagos, is seeking a suitably qualified, proactive, and detail-oriented professional to join its team in the capacity below: Job Title: Securities Compliance Analyst Location: Lekki, Lagos Employment Type: Full-time (Hybrid) Job Summary The successful candidate will work closely with business units and management to identify and mitigate compliance risks, monitor regulatory obligations, support regulatory reporting, and promote a strong culture of compliance across the organisation. The Compliance Analyst will support the development, implementation, and monitoring of the firm's compliance framework, ensuring that business activities are conducted in accordance with applicable laws, regulatory requirements, industry standards, and internal policies. Key Responsibilities: Review client onboarding documentation and perform customer due diligence checks. Ensure timely implementation of regulatory circulars, directives, and updates. Monitor the firm's activities to ensure compliance with SEC regulations, stock exchange rules, and other applicable laws. Conduct periodic compliance reviews and risk assessments across business functions. Maintain regulatory compliance registers, filings, and documentation. Maintain accurate compliance records, monitoring logs, incident reports, and regulatory correspondence. Provide compliance guidance and support to business units on regulatory matters. Ensure compliance with Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), and Know Your Customer (KYC) requirements. Prepare and submit periodic compliance and regulatory reports to the SEC, stock exchange, and other relevant authorities. Monitor client transactions and trading activities for potential market abuse, insider trading, market manipulation, or other regulatory violations. Assist in developing and delivering compliance awareness and training programs. Review internal policies and procedures to ensure alignment with regulatory requirements: and industry best practices. Ensure proper documentation and retention of compliance-related activities. Track compliance breaches, recommend corrective actions, and monitor remediation efforts. Conduct compliance checks on trade executions and account activities. Education: Qualification and Experience: Requirements: Excellent nderstanding of AML/CFT regulations and KYC standards. Strong knowledge of SEC rules, capital market regulations, and stock exchange requirements. A Master's degree is an added advantage. Must be SEC Sponsored Associate, Chartered Institute of Stockbrokers (ACS)/Authorized Dealing Clerk qualification(ACAMS), ICA, CRCM, or other compliance-related certifications. Minimum of 4 years' relevant compliance experience: within a stockbroking, securities trading environment. Demonstrated experience: in regulatory compliance, surveillance, AML/CFT monitoring, and regulatory reporting. Bachelor's Degree in Law, Finance, Accounting, Economics, Business Administration, or a related discipline. How to Apply Interested and qualified candidates should forward their CVs to: [email protected] using job title as the subject of the email. Application Deadline: 26th August, 2026. View all Jobs in Nigeria Lekki