Legal and Compliance Officer
AI summary
First Ally Capital Limited is hiring a Legal and Compliance Officer in Lagos on a full-time basis. The role focuses on regulatory compliance, legal advisory, SEC filings, and compliance framework development within the capital market and fund management space. Candidates must be SEC-Sponsored Individuals with relevant compliance experience.
- Full-time role based in Lagos, Nigeria
- Must be an SEC-Sponsored Individual (Compliance Officer)
- Focus on capital market and fund management compliance
- Involves regulatory filings, audits, and SEC liaison
- Requires strong legal drafting and advisory skills
AI job guide
Use this guide to check salary signals, requirements, documents, application steps and safety before you apply.
AI salary guide
Not enough public dataNot enough public salary data is available for this exact role. Before applying, prepare to ask about gross pay, benefits, contract length, probation period, transport and any allowances.
Can you qualify for this role?
- UnclearRelated work experienceThe text mentions experience, but the exact level should be confirmed at source.
- PreferredPractical evidence in internship, Legal, ComplianceThe tags and summary point to skills connected with this role.
- RequiredAvailability to work in Not specifiedThe vacancy is associated with this location.
- UnclearComfort with the Full-time contract termsConfirm hours, duration, probation and benefits at the original source.
Documents to prepare
- Likely requiredUpdated CV
- Role specificCover letter or short employer message
- OptionalProfessional references
- VerifyID or passport only after verifying the employer
Application tips for this job
- Place your strongest Legal and Compliance Officer evidence in the first half of your CV.
- In your cover letter or employer message, connect your experience to First Ally Capital Limited and the role in Not specified.
- Add concrete examples related to internship, Legal, Compliance, ideally with measurable outcomes or clear responsibilities.
- Follow the instructions from Jobzilla Nigeria; avoid sending documents to unofficial contacts or copied links.
- Confirm the deadline, interview location and employer contact before sharing personal documents.
- Prepare a polite question about pay, benefits and contract terms for later interview stages.
Source and safety check
- Jobzilla Nigeria
- Original source link available
- Application method is clear
- Deadline not specified
- No major risk signal was detected in the captured text.
Never pay for interviews, shortlisting, medical checks, uniforms, or job placement. Confirm every application at the original source before sharing personal documents. Report suspicious listing.
Interview preparation
- What experience makes you a strong fit for this Legal and Compliance Officer role in internship, Legal?
- How have you handled responsibilities similar to those in this job post?
- Are you available to work in Not specified under the listed contract or schedule?
- Prepare examples with clear responsibilities, tools used and measurable outcomes.
- Review the source and research First Ally Capital Limited before the interview.
Ask what the first priorities will be in the role and how success will be measured.
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Original source description
Legal and Compliance Officer at First Ally Capital Limited ⏲ Sep 4, 2026, 6:07 AM ⋕ View all Banking & Financial Services jobs First Ally Capital is a wholly indigenous Financial Services firm, whose focus is on providing top notch advisory & investment services to individuals and organizations. First Ally Capital was incorporated on May 20, 2014 as an Issuing House, Financial Advisory and Investment Management firm, with authorized capital of N2.5 billion, and an issued and fully-paid capital of N1.65 billion. The firm was licensed by the Securities and Exchange Commission on November 20, 2014 as Issuing House and Underwriters. The Firm commenced operations at a very significant point in the evolution of the Nigerian financial services industry and will leverage it’s solid capital base, the strong financial services background of its promoters and the excellent track-record and credentials of its directors and shareholders. We are recruiting to fill the position below: Job Title: Legal and Compliance Officer Location : Lagos Employment Type: Full-time Role Summary The Legal and Compliance Officer will oversee regulatory compliance and legal advisory functions, ensuring adherence to capital market regulations and fund management laws. The candidate must be a SEC-Sponsored Individual with demonstrated experience: in fund management compliance. Key Responsibilities: Assist in drafting, reviewing, and vetting legal and commercial documentation, providing legal support across all units. Develop, implement, and maintain comprehensive compliance frameworks in line with the Securities and Exchange Commission and other regulatory requirements, ensuring all activities align with industry regulations, policies, and ethical standards. Facilitate the registration and maintenance of an adequate number of SEC Sponsored Individuals for each company in the Group. Oversee the preparation, submission, and accuracy of all regulatory filings while ensuring timely submissions. Coordinate the drafting, periodic reviews, and updates of compliance-related policies such as the Compliance Manual, Anti-Money Laundering policies, and Complaint Management Policy. Proactively address and resolve identified regulatory breaches or infractions to ensure zero penalties or infractions. Plan and coordinate periodic compliance audits and training sessions as required by law. Provide legal advisory support to ensure compliance with fund management agreements, client mandates, and industry best practices. Monitor and manage compliance risks, developing strategic solutions to mitigate regulatory exposures. Ensure compliance with Know Your Customer (KYC) policies and manage customer complaints in adherence to SEC Rules on Complaint Management. Serve as the primary liaison for regulatory bodies, including facilitating the Securities and Exchange Commission inspections, audits, and maintaining cordial relationships with regulators such as the Financial Reporting Council, and others. Conduct internal compliance training to foster a culture of accountability, awareness, and adherence to statutory regulations. Prepare compliance reports and circulate updates on relevant regulatory changes to all units. Act as a trusted advisor, offering business advisory services on day-to-day compliance matters and supporting management on strategic fund governance decisions. Conduct regulatory watch, review proposed laws and regulations, and advise on their impact on the Group’s operations. Qualifications, Skills and Attributes High level of integrity and professionalism Excellent written and verbal communication, people management, and relationship-building skills Must be a SEC-Sponsored Individual- (Compliance Officer) Exceptional analytical and problem-solving skills with attention to detail. Ability to navigate and balance both legal and commercial considerations Collaborative team player with a focus on achieving collective goals Strong legal research and drafting skills, with exceptional attention to detail Proactive and capable of working independently 7-9 years of proven experience: in compliance, specifically within the fund management sector. Strong knowledge of SEC rules, AML/CFT/CPF regulations, and Nigerian capital market laws. Highly organised and able to manage multiple tasks efficiently How to Apply Interested and qualified candidates should: Click here to apply online View all Jobs in Nigeria Lagos State Legal and Compliance Officer job vacancies in Nigeria