Officer, Compliance, Stockbroker
AI summary
Stanbic IBTC is hiring a Compliance Officer for its stockbroking operations in Nigeria. The role involves managing compliance risk, implementing KYC processes, tracking regulatory policies, and advising management on SEC and NGX rules. Candidates need a relevant bachelor's degree, SEC sponsorship, and at least four years of compliance or regulatory experience in financial services.
- Compliance risk management role within a major Nigerian financial services firm
- Requires SEC-sponsored status and minimum 4 years compliance/legal experience
- Must know AML/CFT/CPF regulations and SEC & NGX reporting requirements
- Relevant professional qualifications such as DCP, ICAN, ACCA, or CAMS are an added advantage
- Position based in Lagos State, Victoria Island
AI job guide
Use this guide to check salary signals, requirements, documents, application steps and safety before you apply.
AI salary guide
Not enough public dataNot enough public salary data is available for this exact role. Before applying, prepare to ask about gross pay, benefits, contract length, probation period, transport and any allowances.
Can you qualify for this role?
- Required4+ years of relevant experienceThe job post includes a minimum experience signal.
- RequiredEducation or certification mentioned in the postThe captured text mentions education, a diploma, certificate, or licence.
- PreferredPractical evidence in internship, finance, ComplianceThe tags and summary point to skills connected with this role.
- RequiredAvailability to work in Not specifiedThe vacancy is associated with this location.
Documents to prepare
- Likely requiredUpdated CV
- Role specificCover letter or short employer message
- OptionalProfessional references
- Role specificAcademic or professional certificates
- VerifyID or passport only after verifying the employer
Application tips for this job
- Place your strongest Officer, Compliance, Stockbroker evidence in the first half of your CV.
- In your cover letter or employer message, connect your experience to Stanbic IBTC and the role in Not specified.
- Add concrete examples related to internship, finance, Compliance, ideally with measurable outcomes or clear responsibilities.
- Follow the instructions from Jobzilla Nigeria; avoid sending documents to unofficial contacts or copied links.
- Confirm the deadline, interview location and employer contact before sharing personal documents.
- Prepare a polite question about pay, benefits and contract terms for later interview stages.
Source and safety check
- Jobzilla Nigeria
- Original source link available
- Application method is clear
- Deadline not specified
- No major risk signal was detected in the captured text.
Never pay for interviews, shortlisting, medical checks, uniforms, or job placement. Confirm every application at the original source before sharing personal documents. Report suspicious listing.
Interview preparation
- What experience makes you a strong fit for this Officer, Compliance, Stockbroker role in internship, finance?
- How have you handled responsibilities similar to those in this job post?
- Are you available to work in Not specified under the listed contract or schedule?
- Prepare examples with clear responsibilities, tools used and measurable outcomes.
- Review the source and research Stanbic IBTC before the interview.
Ask what the first priorities will be in the role and how success will be measured.
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Original source description
Responsible for the Compliance function of the Company, functioning as an independent and objective officer responsible for the review and evaluation of compliance issues / compliance risk management concerns within the organization. Ensure implementation of defined KYC processes and requirement for account opening in line with laid down rules. Support the day-to-day operation of the Company’s compliance programme. Provide assurance support for the business, by understanding the compliance risk management needs to achieve 100% compliance status. Coordinate periodic reviews on regulatory policies and circulars that impact the various business units in line with the regulatory change management process. Effectively track the level of compliance with policies such as Personal Trading, Other Business Interest declaration, Gift and Entertainment. In conjunction with the relevant stakeholders, ensure that the right risk management practices are sustained. Responsible for regulatory change management and interactions with both internal and external stakeholders Advise the management and ensure employees follow the governing rules and regulations set out by regulatory bodies; and the company’s policies and procedures are not breached. Requirements: Qualifications: Relevant professional qualification can be an added advantage (e.g. DCP, ICAN, ACCA, CAMS). Bachelor’s Degree in Law, Finance, Business Administration, Economics or a related discipline from a reputable institution. Must be SEC-sponsored. Knowledge of AML/CFT/CPF regulations and reporting obligations Minimum of 4 years of experience: in a compliance, legal, or regulatory role within a financial services or capital market entity. Familiarity with laid down SEC & NGX rules, guidelines, and reporting requirements. Additional Information: Behavioural Competencies: Embracing Change. Following Procedures. Documenting Facts. Examining Information. Interpreting Data. Checking Things. Technical Competencies: Stakeholder engagement. Data Analytics. Risk & Compliance Management. Compliance with Regulations. How to Apply Interested and qualified candidates should: Click here to apply online View all Jobs in Nigeria Lagos State and 1 other location Lagos State , Victoria Island