Officer, Compliance, Stockbroker
AI summary
Stanbic IBTC Bank is hiring a Compliance Officer for its stockbroker operations in Nigeria. The role involves managing the company's compliance programme, advising management on regulatory requirements, coordinating policy reviews, tracking compliance with internal policies, and ensuring proper KYC processes for account opening. Candidates must be SEC-sponsored with a bachelor's degree and at least 4 years of compliance or regulatory experience in financial services or capital markets.
- SEC-sponsored compliance role at a major Nigerian bank
- Requires 4+ years experience in compliance or regulatory functions
- Must have knowledge of AML/CFT/CPF regulations and SEC & NGX rules
- Bachelor's degree in Law, Finance, Business Administration or Economics required
- Professional qualifications like DCP, ICAN, ACCA, or CAMS are an added advantage
AI job guide
Use this guide to check salary signals, requirements, documents, application steps and safety before you apply.
AI salary guide
Not enough public dataNot enough public salary data is available for this exact role. Before applying, prepare to ask about gross pay, benefits, contract length, probation period, transport and any allowances.
Can you qualify for this role?
- Required4+ years of relevant experienceThe job post includes a minimum experience signal.
- RequiredEducation or certification mentioned in the postThe captured text mentions education, a diploma, certificate, or licence.
- PreferredPractical evidence in hospitality, call_center, internshipThe tags and summary point to skills connected with this role.
- RequiredAvailability to work in Not specifiedThe vacancy is associated with this location.
Documents to prepare
- Likely requiredUpdated CV
- Role specificCover letter or short employer message
- OptionalProfessional references
- Role specificAcademic or professional certificates
- VerifyID or passport only after verifying the employer
Application tips for this job
- Place your strongest Officer, Compliance, Stockbroker evidence in the first half of your CV.
- In your cover letter or employer message, connect your experience to Stanbic IBTC Bank and the role in Not specified.
- Add concrete examples related to hospitality, call_center, internship, ideally with measurable outcomes or clear responsibilities.
- Follow the instructions from Jobgurus Nigeria; avoid sending documents to unofficial contacts or copied links.
- Confirm the deadline, interview location and employer contact before sharing personal documents.
- Prepare a polite question about pay, benefits and contract terms for later interview stages.
Source and safety check
- Jobgurus Nigeria
- Original source link available
- Application method is clear
- Deadline not specified
- No major risk signal was detected in the captured text.
Never pay for interviews, shortlisting, medical checks, uniforms, or job placement. Confirm every application at the original source before sharing personal documents. Report suspicious listing.
Interview preparation
- What experience makes you a strong fit for this Officer, Compliance, Stockbroker role in hospitality, call_center?
- How have you handled responsibilities similar to those in this job post?
- Are you available to work in Not specified under the listed contract or schedule?
- Prepare examples with clear responsibilities, tools used and measurable outcomes.
- Review the source and research Stanbic IBTC Bank before the interview.
Ask what the first priorities will be in the role and how success will be measured.
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Use AI to apply better
After confirming the original source, use Career Assistant to check role fit, tailor your CV and prepare a cover letter or employer message.
Original source description
Responsible for the Compliance function of the Company, functioning as an independent and objective officer responsible for the review and evaluation of compliance issues / compliance risk management concerns within the organization. Support the day-to-day operation of the Company’s compliance programme. Advise the management and ensure employees follow the governing rules and regulations set out by regulatory bodies; and the company’s policies and procedures are not breached. Responsible for regulatory change management and interactions with both internal and external stakeholders Provide assurance support for the business, by understanding the compliance risk management needs to achieve 100% compliance status. Coordinate periodic reviews on regulatory policies and circulars that impact the various business units in line with the regulatory change management process. Effectively track the level of compliance with policies such as Personal Trading, Other Business Interest declaration, Gift and Entertainment. In conjunction with the relevant stakeholders, ensure that the right risk management practices are sustained. Ensure implementation of defined KYC processes and requirement for account opening in line with laid down rules. Requirements: Qualifications: Must be SEC-sponsored. Bachelor’s Degree in Law, Finance, Business Administration, Economics or a related discipline from a reputable institution. Relevant professional qualification can be an added advantage (e.g. DCP, ICAN, ACCA, CAMS). Minimum of 4 years of experience: in a compliance, legal, or regulatory role within a financial services or capital market entity. Knowledge of AML/CFT/CPF regulations and reporting obligations Familiarity with laid down SEC & NGX rules, guidelines, and reporting requirements. Additional Information: Behavioural Competencies: Checking Things. Documenting Facts. Embracing Change. Examining Information. Following Procedures. Interpreting Data. Technical Competencies: Stakeholder engagement. Data Analytics. Compliance with Regulations. Risk & Compliance Management. Click here to Apply Similar Jobs Chief Compliance Officer Job at Casalavoro Limited Internal Control & Compliance Officer Job at Domino Stores Limited Operations & Risk Officer Job at HR Aid Consults Shipping Compliance Officer Job at Matrix Energy Group Compliance Officer Job at MSI Nigeria Reproductive Choices Compliance Officer Job at MSI Nigeria Reproductive Choices Job Openings at Unified Payment Services Limited Compliance Officer Job at Kennedia Consulting Limited (KCL) Head, IT Governance & Risk Compliance Job at Polaris Bank Compliance Analyst Job at Aiteo Hottest Jobs Job Openings at UAC Foods Limited Administrative Manager Job at Dangote Group Job Openings at Coronation Merchant Bank Customer Service Executive Job at Recruitment Nigeria (NG) Limited Job Openings at Kilimanjaro Restaurant Job Openings at Heritage Dwellings Limited Data Entry Officer Job at Moniepoint Application / Software Developer Job at PPC Limited Job Openings at Smollan Site Manager Job at SEABA Lines and Spaces Consult Job Seekers Search for Jobs Featured Jobs Jobs by Specialization Jobs by Industry Jobs by Location Companies Currently Hiring Upload CV Free Aptitude Test Practice Scholarships and Financial Aid Testimonies Employers Post A Job Search Resumes/Profiles Create Employer Account Advertise Pricing Tools & Resources Contact us Our Blog Job XML/RSS Feeds Free Aptitude Test Practice Bank Details FAQ & Support Connect with us Customer Care 09134259221 (9am - 5pm) weekdays info [at] jobgurus.com.ng Privacy Policy Terms & Conditions Sitemap About us Copyright © 2026 Jobgurus.com.ng - Latest Jobs in Nigeria 2026. All right reserved.